NCPL
NETCAPITAL (NCPL)
NASDAQ
$2.13+$0.56 (+35.41%)
Price as of Oct 22, 2026 6:41 PM EDT
  • $5.6M
    Market Cap
  • -36.69%
    1-Year Change
  • Capital Markets
    Industry

Key Performance

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  • Earnings Score: N/A
  • Momentum Score: 87
  • True Yield: N/A
  • Financial Health Score: N/A
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Latest Research & News

ROSEN, SKILLED INVESTOR COUNSEL, Encourages AppLovin Corporation Investors to Secure Counsel Before Important Deadline in Securities Class Action – APP

Rosen Law Firm is notifying investors in AppLovin Corporation, Beta Bionics, Inc., and Netcapital Inc. about ongoing securities class action lawsuits. AppLovin investors who purchased shares between February 12, 2026 and August 5, 2026 must act by November 16, 2026 deadline. The lawsuit alleges AppLovin made false statements about AI video features, overstated AI model improvements, and misrepresented the benefits of its AI platform's 'virtuous cycle' value proposition.

10/21/2026, 8:50 PM • GlobeNewswire

ROSEN, THE FIRST FILING FIRM, Encourages Netcapital Inc. Investors to Secure Counsel Before Important Deadline in Securities Class Action First Filed by the Firm - NCPL

Rosen Law Firm has filed a class action lawsuit against Netcapital Inc. on behalf of investors who purchased securities between December 15, 2021 and September 3, 2026. The lawsuit alleges that Netcapital improperly recognized revenues from sham consulting agreements, engaged in undisclosed related-party transactions, and made false certifications under the Sarbanes-Oxley Act. Investors must move the court by December 7, 2026 to serve as lead plaintiff.

10/18/2026, 7:19 AM • GlobeNewswire

Sprout Social Investor News: If You Own Stock in Sprout Social, Inc., You Are Encouraged to Contact The Rosen Law Firm About Your Rights

Rosen Law Firm has announced an investigation into potential breaches of fiduciary duties by directors and officers of Sprout Social, Inc. The firm is encouraging current shareholders to contact them regarding their rights. Rosen Law Firm is also investigating securities claims for The Cooper Companies, Inc. and has filed a class action lawsuit for Netcapital Inc. investors.

10/16/2026, 2:54 PM • GlobeNewswire

ROSEN, LEADING INVESTOR COUNSEL, Encourages Netcapital Inc. Investors to Secure Counsel Before Important Deadline in Securities Class Action First Filed by the Firm - NCPL

Rosen Law Firm has filed a securities class action lawsuit against Netcapital Inc. on behalf of investors who purchased securities between December 15, 2021 and September 3, 2026. The lawsuit alleges that Netcapital made false statements and failed to disclose improper revenue recognition from sham consulting agreements, backdated and forged contracts, undisclosed related-party transactions, and false Sarbanes-Oxley certifications. Investors must move the court by December 7, 2026 to serve as lead plaintiff.

10/15/2026, 8:44 PM • GlobeNewswire

NCPL Class Action Reminder - Robbins LLP Reminds Investors of the Lead Plaintiff Deadline in the Netcapital Inc. Securities Fraud Class Action Lawsuit Against

Robbins LLP reminds investors of a securities fraud class action against Netcapital Inc. (NASDAQ: NCPL) for allegedly overstating revenue through sham, backdated, and forged consulting agreements. The SEC filed charges in August 2026, triggering significant stock price declines. The lead plaintiff deadline is December 7, 2026.

10/15/2026, 7:58 PM • GlobeNewswire

Bronstein, Gewirtz & Grossman LLC Urges Netcapital Inc. Investors to Act: Class Action Filed Alleging Investor Harm

A class action lawsuit has been filed against Netcapital Inc. (NASDAQ: NCPL) alleging securities fraud. The complaint claims the company improperly recognized revenues from sham consulting agreements with entities controlled by defendant John Fanning, involved undisclosed related-party transactions, and made false Sarbanes-Oxley certifications. Investors who purchased securities between December 15, 2021 and September 3, 2026 can join the case, with a lead plaintiff deadline of December 7, 2026.

10/14/2026, 3:00 PM • GlobeNewswire

Portnoy Law Firm Announces Class Action on Behalf of Netcapital, Inc. Investors

The Portnoy Law Firm has filed a class action lawsuit against Netcapital Inc. on behalf of investors who purchased securities between December 15, 2021 and September 3, 2026. The complaint alleges that Netcapital improperly recorded revenues from fraudulent consulting arrangements, backdated or forged agreements, undisclosed related-party transactions, and made false Sarbanes-Oxley certifications. The deadline for filing a lead plaintiff motion is December 7, 2026.

10/14/2026, 1:54 PM • GlobeNewswire

Bronstein, Gewirtz & Grossman LLC Urges Netcapital Inc. Investors to Act: Class Action Filed Alleging Investor Harm

A class action lawsuit has been filed against Netcapital Inc. (NASDAQ: NCPL) and certain officers, alleging securities fraud violations. The complaint claims the company improperly recognized revenues from sham consulting agreements with entities controlled by defendant John Fanning, involved undisclosed related-party transactions, and made false Sarbanes-Oxley certifications. Investors who purchased Netcapital securities between December 15, 2021 and September 3, 2026 are encouraged to join the case, with a lead plaintiff deadline of December 7, 2026.

10/11/2026, 5:03 PM • GlobeNewswire

ROSEN, THE FIRST FILING FIRM, Encourages Netcapital Inc. Investors to Secure Counsel Before Important Deadline in Securities Class Action First Filed by the Firm - NCPL

Rosen Law Firm has filed a class action lawsuit against Netcapital Inc. on behalf of investors who purchased securities between December 15, 2021 and September 3, 2026. The lawsuit alleges that Netcapital improperly recognized revenues from sham consulting agreements, backdated and forged contracts, undisclosed related-party transactions, and made false Sarbanes-Oxley certifications. Investors must move the court by December 7, 2026 to serve as lead plaintiff.

10/11/2026, 7:24 AM • GlobeNewswire

ROSEN, THE FIRST FILING FIRM, Encourages Netcapital Inc. Investors to Secure Counsel Before Important Deadline in Securities Class Action First Filed by the Firm - NCPL

Rosen Law Firm has filed class action lawsuits against Netcapital Inc., The Ensign Group, Inc., and Duolingo, Inc. on behalf of investors who purchased securities during specified periods. The Netcapital lawsuit alleges improper revenue recognition from sham consulting agreements, backdated contracts, and false Sarbanes-Oxley certifications. Investors have until December 7, 2026 to move the court if they wish to serve as lead plaintiff.

10/08/2026, 9:36 PM • GlobeNewswire

Netcapital Inc. Receives Nasdaq Notice Related to Delayed Quarterly Report on Form 10-Q

Netcapital Inc. (NCPL) received a notice from Nasdaq on September 21, 2026, stating the company is not in compliance with listing rules due to failure to timely file its Form 10-Q for the quarter ended July 31, 2026, and its Form 10-K for the fiscal year ended April 30, 2026. The company has until October 23, 2026, to submit a compliance plan and potentially until February 9, 2027, to regain compliance. Trading of the stock continues unaffected.

09/25/2026, 5:00 PM • GlobeNewswire

Netcapital (NCPL) Stock Surges Over 19% After Hours: Why Is It Moving?

Netcapital Inc. (NASDAQ:NCPL) shares surged 19.63% in after-hours trading to $1.28 on Tuesday, with intraday gains of 30.65%. The rally was driven by an announcement of a business update conference call scheduled for Thursday at 4:30 p.m. ET, where newly appointed CEO Todd Violette will discuss the company's business transformation, priorities, and plans to expand its private capital markets platform using AI-powered solutions.

05/27/2026, 2:20 AM • Benzinga

Netcapital Reports Third Quarter Fiscal 2026 Financial Results and Provides Corporate Update

Netcapital Inc. announced Q3 fiscal 2026 results showing revenues of $94,347, down from $152,682 year-over-year due to lower funding portal activity. The company completed key strategic transactions including acquiring Iverson Design for AI-powered design technologies, partnering with Silicon Prairie Holdings for secondary trading infrastructure, and signing PureWave Hydrogen as its first tokenization client. Despite operating losses of $2.17M, management highlighted improved cash position ($715K) and gross margins above 90%, positioning the company for growth in tokenization and digital asset markets.

03/19/2026, 5:57 PM • GlobeNewswire

Netcapital (NCPL) Q2 2026 Earnings Call Transcript

Netcapital reported Q2 2026 revenues of $51,000, down 70% year-over-year, with a $2.1 million operating loss. The company is undergoing a strategic pivot away from its consorting-for-equity model toward tokenized assets and blockchain integration, leveraging its newly licensed broker-dealer. Management acquired Rivetz (a defunct 2021 company) for 20% equity dilution to gain tokenized asset technology, with expectations for broker-dealer revenue in the next quarter. The company maintains 21 employees and $1.7 million in cash.

01/07/2026, 10:17 AM • The Motley Fool

Netcapital (NCPL) Q2 2025 Earnings Call Transcript

Netcapital reported a sharp 92% revenue decline to $170,528 in Q2 fiscal 2025, driven by the cessation of equity-based consulting revenue. The company swung to a net loss of $2.2 million from prior year profitability. However, management secured FINRA approval for its broker-dealer subsidiary in November 2024, positioning the company to pursue expanded private placement and syndication activities under Reg A and Reg D. The anticipated Templum ATS secondary trading launch remains delayed due to unresolved regulatory framework issues with no official timeline provided.

01/07/2026, 10:16 AM • The Motley Fool

Peers

Statistics

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Day Range
$1.53
$2.34
$1.57
1-Year Range
$0.23
$2.48
$1.57
Latest Close$1.57
Change
-$0.45 (-28.66%)
Volume9,133,206
Market Cap$5.6M
Shares Outstanding7.8M
P/E (TTM)-0.10
Diluted EPS (TTM)-$7.25
Enterprise Value$7.3M

Information as of 10/21/2026

Company Profile

$5.6M
Market Cap
-$28.1M
Net Income
Sector: Financial Services
Industry: Capital Markets
1 Lincoln Street, Boston, MA, United States, 02111
781 925 1700

Netcapital Inc. operates as a fintech company with a technology platform that allows private companies to raise capital online and provides private equity investment opportunities to investors in the United States. The company's Netcapital Advisors offers marketing and strategic advice and takes equity positions in select companies. It also provides various services, including an automated onboarding process, filing of required regulatory documents, compliance review, a custom-built offering page on its portal website, email marketing, third-party transfer agent and custodial services, and rolling closes, which provide access to liquidity before the final close date of offerings, as well as assistance with annual filings and direct access to the team for ongoing support. In addition, the company offers advisory services, which include incubation of technology start-ups, investor introductions, online marketing, website design and software development, message crafting including pitch decks, offering pages, and ad creation, strategic advice, and technology consulting services. Netcapital Inc. is based in Boston, Massachusetts.

Key Executives

  • Coreen S. Kraysler
  • Jason Frishman
  • Todd Violette
  • Kevin J. Kilduff
  • Avi Liss

Current Ownership Distribution

  • Insiders32.0M (67.20%)
  • Institutions14.3M (30.02%)
  • Mutual Funds1.3M (2.78%)
  • Other0 (0.00%)